This 8-week face-to-face course will prepare financial services professionals to pass the Series 65 exam.
The Series 65 license, known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investing and general financial advice to clients. Passing the Series 65 exam qualifies individuals as Investment Adviser Representatives (IARs).
- Economic Factors and Business Information
- Financial Reporting
- Types of Risk
- Investment Vehicle Characteristics
- Client Investment Recommendations and Strategies
- Laws, Regulations, and Guidelines on Unethical Business Practices