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Series 65 - Uniform Investment Adviser Law Exam Prep Course

ID : 77138   
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This 8-week face-to-face course will prepare financial services professionals to pass the Series 65 exam.

The Series 65 license, known as the Uniform Investment Adviser Law Examination, qualifies individuals to provide investing and general financial advice to clients. Passing the Series 65 exam qualifies individuals as Investment Adviser Representatives (IARs). 

Topics include:
- Economic Factors and Business Information
- Financial Reporting
- Types of Risk
- Investment Vehicle Characteristics
- Client Investment Recommendations and Strategies
- Laws, Regulations, and Guidelines on Unethical Business Practices

Class Details

8 Sessions
Weekly - Wed

SPC Downtown Campus

David Hopkins 

Class Price: 


Registration Closes On
Wednesday, October 2, 2019 @ 11:59 PM

Schedule Information

Date(s) Class Days Times Location Instructor(s)
10/2/2019 - 11/20/2019 Weekly - Wed 6:00 PM - 9:00 PM St. Petersburg, SPC Downtown Campus  Map, Room: DT-DC125 David Hopkins